Sources

Every figure on this site has a number, and every number is on this page with where it came from. The real banks' figures were found from public information as best I could: the banks' own pages, the regulators, the league tables as their publishers print them, the dated studies. Where a bank publishes nothing, the table says so. Sources are linked. Opinions are not. The Panel's figures are terms as discussed with me.

The banks

1. 1 Coutts states that, within three months of becoming a client, a client needs at least £3 million across investments and/or savings with Coutts and must maintain it (page read 1 November 2026). Join us | Coutts, read 1 Nov 2026.
2. 2 Goldman Sachs states that to open an account with Private Wealth Management clients must generally have a minimum of $10 million in investable assets (page read 1 November 2026). Relationship with Goldman Sachs Private Wealth Management July 2025, read 1 Nov 2026.
3. 3 The FCA's firm-level complaints data for 2026 H1 gives a 'Context (Provision)' figure of 1.27 for JPMorgan Chase (J.P. Morgan Europe Limited, trading name 'Chase' in the FCA file, group JPMORGAN CHASE & CO) in the Banking and credit cards product group between 1 January 2026 and 30 June 2026, which the FCA describes as complaints opened per 1,000 policies, balances, accounts or agreements in force; this is an entity-wide figure that the FCA does not separate for private banking. FCA firm level complaints data 2026 H1 (XLSX), sheet 'Context - Provision', read 1 Nov 2026.
4. 4 Bank of America states on the Merrill wealth management page that Merrill Lynch Wealth Management generally has an investment minimum of $250,000 (page read 1 November 2026). Wealth Management Services & Wealth Planning from Bank of America | Merrill Lynch, read 1 Nov 2026.
5. 5 Citigroup states in the Become a client questionnaire on its Citi Private Bank site that its services have a minimum investment level of $5 million (page read 1 November 2026). Private banking FAQs | Citi Private Bank, read 1 Nov 2026.
6. 6 The FCA, in a Final Notice dated 19 August 2022, imposed a financial penalty of £12,553,800 on Citigroup Global Markets Limited (Citigroup), stating that 'CGML breached Principle 2 by failing to conduct its business with due skill, care, and diligence in relation to its implementation of the requirements of Article 16(2)' of the Market Abuse Regulation; this is a single penalty on the one firm named, which the notice does not split by desk. FCA Final Notice, Citigroup Global Markets Limited, 19 August 2022, read 1 Nov 2026.
7. 7 The FCA, in a Final Notice dated 17 May 2024, imposed a financial penalty of £27,766,200 on Citigroup Global Markets Limited (Citigroup), stating that on 2 May 2022 'a trader on the Delta 1 Desk made an inputting error whilst loading a basket of equities into an Order Management System' and that 'some primary controls were absent or deficient'; this is a single penalty on the firm as a whole, not on the Delta 1 desk alone. FCA Final Notice, Citigroup Global Markets Limited, 17 May 2024, read 1 Nov 2026.
8. 8 Barclays states on its Barclays Private Bank pages that it serves clients who can establish an investment portfolio of at least £3 million with Barclays Private Bank in the UK (page read 1 November 2026). Who we work with | Barclays Private Bank, read 1 Nov 2026.
9. 9 The FCA's firm-level complaints data for 2026 H1 gives a 'Context (Provision)' figure of 2.14 for Barclays (Barclays Bank UK PLC, group BARCLAYS GROUP) in the Banking and credit cards product group between 1 January 2026 and 30 June 2026, which the FCA describes as complaints opened per 1,000 policies, balances, accounts or agreements in force; this is an entity-wide figure that the FCA does not separate for private banking. FCA firm level complaints data 2026 H1 (XLSX), sheet 'Context - Provision', read 1 Nov 2026.
10. 10 The FCA, in a Final Notice dated 24 February 2022, imposed a financial penalty of £783,800 on Barclays Bank Plc (Barclays), stating that 'in the oversight and monitoring of its business relationship with Premier FX, Barclays failed to conduct its business with due skill, care and diligence and thereby breached Principle 2'; this is a single penalty on the one firm named, which the notice does not split by desk. FCA Final Notice, Barclays Bank Plc, 24 February 2022, read 1 Nov 2026.
11. 11 The FCA, in a Final Notice dated 25 November 2024, imposed a financial penalty of £10,000,000 on Barclays Bank plc (Barclays), stating that 'Barclays Bank failed to take reasonable care to ensure that the information contained in the prospectuses that it published was not misleading, false or deceptive and did not omit anything likely to affect its import, in breach of LR 1.3.3R'; this is a single penalty on the one firm named, which the notice does not split by desk. FCA Final Notice, Barclays Bank plc, 25 November 2024, read 1 Nov 2026.
12. 12 HSBC states that HSBC Private Bank in the Channel Islands and Isle of Man is available for clients with assets over £1,500,000 (page read 1 November 2026). Global Private Banking - HSBC Channel Islands & Isle of Man, read 1 Nov 2026.
13. 13 The FCA's firm-level complaints data for 2026 H1 gives a 'Context (Provision)' figure of 2.26 for HSBC (HSBC UK Bank Plc, group HSBC GROUP) in the Banking and credit cards product group between 1 January 2026 and 30 June 2026, which the FCA describes as complaints opened per 1,000 policies, balances, accounts or agreements in force; this is an entity-wide figure that the FCA does not separate for private banking. FCA firm level complaints data 2026 H1 (XLSX), sheet 'Context - Provision', read 1 Nov 2026.
14. 14 The FCA, in a Decision Notice dated 14 December 2021, imposed a civil penalty of £63,946,800 on HSBC Bank plc (HSBC), stating that it 'failed to comply with the ML Regulations because its policies and procedures for 2 of its key automated transaction monitoring systems were not appropriate or sufficiently risk-sensitive'; this is a single penalty on the one firm named, which the notice does not split by desk. FCA Decision Notice, HSBC Bank plc, 14 December 2021, read 1 Nov 2026.
15. 15 The FCA, in a Final Notice dated 23 May 2024, imposed a financial penalty of £6,280,100 on HSBC UK Bank plc (HSBC), stating that 'HSBC UK breached Principles 3 and 6 of the Authority’s Principles for Businesses by failing to show forbearance and due consideration to customers when they fell into arrears or experienced financial difficulties'; this is a single penalty imposed on 'HSBC UK', which the notice defines as HSBC UK Bank Plc including its predecessor authorised entity HSBC Bank plc, and which the notice does not split by brand or desk. FCA Final Notice, HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services, read 1 Nov 2026.
16. 16 The FCA's firm-level complaints data for 2026 H1 gives a 'Context (Provision)' figure of 3.76 for UBS (UBS AG, group UBS GROUP) in the Banking and credit cards product group between 1 January 2026 and 30 June 2026, which the FCA describes as complaints opened per 1,000 policies, balances, accounts or agreements in force; this is an entity-wide figure that the FCA does not separate for private banking. FCA firm level complaints data 2026 H1 (XLSX), sheet 'Context - Provision', read 1 Nov 2026.
17. 17 BNP Paribas states that its Private Banking relationship manager service is available from €250,000 of financial assets held with BNP Paribas (page read 1 November 2026). Private Banking clients, read 1 Nov 2026.
18. 18 The FCA's firm-level complaints data for 2026 H1 gives a 'Context (Provision)' figure of 4.98 for Coutts (Coutts & Company, group NATWEST GROUP) in the Banking and credit cards product group between 1 January 2026 and 30 June 2026, which the FCA describes as complaints opened per 1,000 policies, balances, accounts or agreements in force; this is an entity-wide figure. FCA firm level complaints data 2026 H1 (XLSX), sheet 'Context - Provision', read 1 Nov 2026.
19. 19 Lloyds Banking Group states on its Lloyds Private Banking pages that its Private Banking service is designed for customers with £250,000 or more in savings and/or investments with Lloyds, not including personal pensions or property (page read 1 November 2026). Private Banking in the UK | Lloyds, read 1 Nov 2026.
20. 20 The FCA's firm-level complaints data for 2026 H1 gives a 'Context (Provision)' figure of 3.16 for Lloyds Banking Group (Lloyds Bank PLC, group LLOYDS BANKING GROUP PLC) in the Banking and credit cards product group between 1 January 2026 and 30 June 2026, which the FCA describes as complaints opened per 1,000 policies, balances, accounts or agreements in force; this is an entity-wide figure that the FCA does not separate for private banking. FCA firm level complaints data 2026 H1 (XLSX), sheet 'Context - Provision', read 1 Nov 2026.
21. 21 The FCA, in a Final Notice dated 8 July 2021, imposed a financial penalty of £90,688,400 on Lloyds Banking Group entities Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited, together, stating that they 'breached Principle 3 (Management and control) and Principle 7 (Communications with clients)' 'in relation to the way it communicated with home insurance customers at renewal'; this is a single penalty on the four entities together, not split by entity or desk. FCA Final Notice, Lloyds Bank General Insurance Limited and others, 8 July 2021, read 1 Nov 2026.
22. 22 Arbuthnot Latham states that new clients are required to bring at least £750,000 in deposits, investments or borrowing (page read 1 November 2026). Private Banking | Private Bank Accounts & Services | Arbuthnot Latham, read 1 Nov 2026.
23. 23 Schroders Personal Wealth (now Lloyds Wealth) states that to use the service a client must have £100,000 spread across sole or joint savings, investments or personal pensions (page read 1 November 2026). Wealth Management | Lloyds Bank, read 1 Nov 2026.
24. 24 Santander Private states that its Private Current Account (v2) is available to clients with investments or savings of over £500,000 (page read 1 November 2026). Santander Private Banking | Legal and Compliance, read 1 Nov 2026.
25. 25 NatWest Premier states that Premier Banking is available to customers with savings and investments of at least £100,000 held with NatWest (page read 1 November 2026). How do I qualify for Premier Banking?, read 1 Nov 2026.
26. 26 Investec states that private banking clients need a minimum net worth of £3m (page read 2 November 2026). Who We Work With | Private Banking Minimum Requirements UK, read 2 Nov 2026.
27. 27 Brown Shipley states that to receive advice and to become a client a person must have a minimum of £1m of investable assets (page read 1 November 2026). About Us | Brown Shipley, read 1 Nov 2026.
28. 28 Rathbones states that its Managed service is available for investments of £150,000 or more (page read 1 November 2026). Personalised investment management | Rathbones, read 1 Nov 2026.
29. 29 Investec states that private banking clients need minimum yearly earnings of £300k (page read 2 November 2026). Who We Work With | Private Banking Minimum Requirements UK, read 2 Nov 2026.
30. 30 Santander Private states that Private Wealth is its most exclusive service for clients who have over £20m across savings or investments (page read 1 November 2026). Santander Private Banking | Private Wealth, read 1 Nov 2026.
31. 31 Goldman Sachs, as a global coordinator and representative of the underwriters alongside Bank of America, Citigroup and JPMorgan Chase, shared an underwriting discount of 0.972% of the offer price with the other underwriters on the SK hynix Inc. ADS offering in the United States in July 2026. SK hynix Inc. 424B4 prospectus dated 9 July 2026, read 1 Nov 2026.
32. 32 Goldman Sachs, as a joint book-running manager alongside JPMorgan Chase and Allen & Company LLC, shared an underwriting discount of 4.375% of the offer price with the other underwriters on the Bending Spoons S.p.A. IPO in June 2026. Bending Spoons S.p.A. 424B4 prospectus dated 30 June 2026, read 1 Nov 2026.
33. 33 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley, Bank of America, Citigroup and JPMorgan Chase, shared an underwriting discount of 0.667% of the offer price with the other underwriters on the Space Exploration Technologies Corp. IPO in June 2026. Space Exploration Technologies Corp. 424B4 prospectus dated 11 June 2026, read 2 Nov 2026.
34. 34 LSEG ranked Goldman Sachs first in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
35. 35 LSEG ranked Goldman Sachs second in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
36. 36 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley, TD Securities (USA) LLC and UBS, shared an underwriting discount of 7% of the offer price with the other underwriters on the ADARx Pharmaceuticals, Inc. IPO in September 2026. ADARx Pharmaceuticals, Inc. 424B4 prospectus dated 28 September 2026, read 1 Nov 2026.
37. 37 JPMorgan Chase, as a global coordinator and representative of the underwriters alongside Bank of America, Citigroup and Goldman Sachs, shared an underwriting discount of 0.972% of the offer price with the other underwriters on the SK hynix Inc. ADS offering in the United States in July 2026. SK hynix Inc. 424B4 prospectus dated 9 July 2026, read 1 Nov 2026.
38. 38 JPMorgan Chase, as a joint book-running manager alongside Goldman Sachs and Allen & Company LLC, shared an underwriting discount of 4.375% of the offer price with the other underwriters on the Bending Spoons S.p.A. IPO in June 2026. Bending Spoons S.p.A. 424B4 prospectus dated 30 June 2026, read 1 Nov 2026.
39. 39 LSEG ranked JPMorgan Chase second in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
40. 40 LSEG ranked JPMorgan Chase first in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
41. 41 Morgan Stanley, as a representative of the underwriters alongside JPMorgan Chase, TD Securities (USA) LLC and UBS, shared an underwriting discount of 7% of the offer price with the other underwriters on the ADARx Pharmaceuticals, Inc. IPO in September 2026. ADARx Pharmaceuticals, Inc. 424B4 prospectus dated 28 September 2026, read 1 Nov 2026.
42. 42 Morgan Stanley, as a representative of the underwriters alongside Goldman Sachs, Bank of America, Citigroup and JPMorgan Chase, shared an underwriting discount of 0.667% of the offer price with the other underwriters on the Space Exploration Technologies Corp. IPO in June 2026. Space Exploration Technologies Corp. 424B4 prospectus dated 11 June 2026, read 2 Nov 2026.
43. 43 Morgan Stanley, as a representative of the underwriters alongside Goldman Sachs and JPMorgan Chase, shared an underwriting discount of 3.75% of the offer price with the other underwriters on the INNIO N.V. IPO in June 2026. INNIO N.V. 424B4 prospectus dated 3 June 2026, read 1 Nov 2026.
44. 44 LSEG ranked Morgan Stanley third in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
45. 45 LSEG ranked Morgan Stanley third in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
46. 46 Bank of America, as a global coordinator and representative of the underwriters alongside Citigroup, Goldman Sachs and JPMorgan Chase, shared an underwriting discount of 0.972% of the offer price with the other underwriters on the SK hynix Inc. ADS offering in the United States in July 2026. SK hynix Inc. 424B4 prospectus dated 9 July 2026, read 1 Nov 2026.
47. 47 Bank of America, as a representative of the underwriters alongside Goldman Sachs, Morgan Stanley, Citigroup and JPMorgan Chase, shared an underwriting discount of 0.667% of the offer price with the other underwriters on the Space Exploration Technologies Corp. IPO in June 2026. Space Exploration Technologies Corp. 424B4 prospectus dated 11 June 2026, read 2 Nov 2026.
48. 48 Bank of America, as a representative of the underwriters alongside JPMorgan Chase, shared an underwriting discount of 6% of the offer price with the other underwriters on the Fervo Energy Co IPO in May 2026. Fervo Energy Co 424B4 prospectus dated 12 May 2026, read 1 Nov 2026.
49. 49 LSEG ranked Bank of America fourth in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
50. 50 LSEG ranked Bank of America fourth in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
51. 51 Citigroup, as a global coordinator and representative of the underwriters alongside Bank of America, Goldman Sachs and JPMorgan Chase, shared an underwriting discount of 0.972% of the offer price with the other underwriters on the SK hynix Inc. ADS offering in the United States in July 2026. SK hynix Inc. 424B4 prospectus dated 9 July 2026, read 1 Nov 2026.
52. 52 Citigroup, as a representative of the underwriters alongside Goldman Sachs, Morgan Stanley, Bank of America and JPMorgan Chase, shared an underwriting discount of 0.667% of the offer price with the other underwriters on the Space Exploration Technologies Corp. IPO in June 2026. Space Exploration Technologies Corp. 424B4 prospectus dated 11 June 2026, read 2 Nov 2026.
53. 53 Citigroup, as a representative of the underwriters alongside Goldman Sachs and Morgan Stanley, shared an underwriting discount of 4.5% of the offer price with the other underwriters on the Blackstone Digital Infrastructure Trust Inc. IPO in May 2026. Blackstone Digital Infrastructure Trust Inc. 424B4 prospectus dated 13 May 2026, read 1 Nov 2026.
54. 54 LSEG ranked Citigroup fifth in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
55. 55 LSEG ranked Citigroup fifth in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
56. 56 Barclays, as a representative of the underwriters alongside Morgan Stanley and Citigroup, shared an underwriting discount of 2.35% of the offer price with the other underwriters on the Cerebras Systems Inc. IPO in May 2026. Cerebras Systems Inc. 424B4 prospectus dated 13 May 2026, read 1 Nov 2026.
57. 57 Barclays, named on the prospectus cover as Joint Global Co-ordinator, Joint Bookrunner and Underwriter alongside Goldman Sachs and UBS, shared a base underwriting commission of 1.5% of the offer price with the other underwriters on the Shawbrook Group plc IPO in October 2025. Shawbrook Group plc prospectus dated 21 October 2025, read 1 Nov 2026.
58. 58 Barclays, as a representative of the underwriters alongside Morgan Stanley and Bank of America, shared an underwriting discount of 6.25% of the offer price with the other underwriters on the Hinge Health, Inc. IPO in May 2025. Hinge Health, Inc. 424B4 prospectus dated 23 May 2025, read 2 Nov 2026.
59. 59 LSEG ranked Barclays seventh in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
60. 60 LSEG ranked Barclays sixth in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
61. 61 HSBC, named on the prospectus cover as Joint Bookrunner alongside Citigroup and J.P. Morgan Cazenove, shared a base underwriting commission of 2% of the offer price with the other underwriters on the Moonpig Group plc IPO in February 2021. Moonpig Group plc prospectus dated 2 February 2021, read 1 Nov 2026.
62. 62 HSBC, named on the prospectus cover as Joint Bookrunner alongside Morgan Stanley, Goldman Sachs International, Barclays and BofA Securities, shared a base underwriting commission of 1.5% of the offer price with the other underwriters on the Dr. Martens plc IPO in January 2021. Dr. Martens plc prospectus dated 29 January 2021, read 1 Nov 2026.
63. 63 LSEG ranked HSBC 19th in its table of announced M&A with any UK involvement for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
64. 64 LSEG ranked HSBC 15th in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
65. 65 UBS, as a representative of the underwriters alongside JPMorgan Chase, Morgan Stanley and TD Securities (USA) LLC, shared an underwriting discount of 7% of the offer price with the other underwriters on the ADARx Pharmaceuticals, Inc. IPO in September 2026. ADARx Pharmaceuticals, Inc. 424B4 prospectus dated 28 September 2026, read 1 Nov 2026.
66. 66 UBS, as a representative of the underwriters alongside Goldman Sachs, Wells Fargo Securities LLC, Citigroup and Guggenheim Securities LLC, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the EquipmentShare.com Inc IPO in January 2026. EquipmentShare.com Inc 424B4 prospectus dated 26 January 2026, read 1 Nov 2026.
67. 67 UBS, named on the prospectus cover as Joint Bookrunner and Underwriter alongside Barclays and Goldman Sachs, shared a base underwriting commission of 1.5% of the offer price with the other underwriters on the Shawbrook Group plc IPO in October 2025. Shawbrook Group plc prospectus dated 21 October 2025, read 1 Nov 2026.
68. 68 LSEG ranked UBS tenth in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
69. 69 LSEG ranked UBS 13th in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
70. 70 LSEG ranked Deutsche Bank 15th in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
71. 71 LSEG ranked Deutsche Bank eleventh in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
72. 72 BNP Paribas, named on the prospectus cover as Sole Sponsor, Joint Global Co-ordinator and Joint Bookrunner, shared a base underwriting commission of 2.25% of the offer price with the other underwriters on the Princes Group PLC IPO in October 2025. Princes Group PLC prospectus dated 22 October 2025, read 1 Nov 2026.
73. 73 BNP Paribas, named on the prospectus cover as Joint Bookrunner alongside BofA Securities, Goldman Sachs International, J.P. Morgan Cazenove and UBS Investment Bank, shared a base underwriting commission of 1.75% of the offer price with the other underwriters on the Petershill Partners plc IPO in September 2021. Petershill Partners plc prospectus dated 28 September 2021, read 1 Nov 2026.
74. 74 BNP Paribas, named on the prospectus cover as Joint Bookrunner alongside J.P. Morgan Cazenove, Morgan Stanley, BofA Securities and Citigroup, shared a base underwriting commission of 2% of the offer price with the other underwriters on the Bridgepoint Group Plc IPO in July 2021. Bridgepoint Group Plc prospectus dated 21 July 2021, read 1 Nov 2026.
75. 75 LSEG ranked BNP Paribas 20th in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
76. 76 LSEG ranked BNP Paribas ninth in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
77. 77 LSEG ranked Rothschild & Co 13th in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
78. 78 LSEG ranked Rothschild & Co eleventh in its table of global M&A advisory fees (completed M&A) in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
79. 79 LSEG ranked Lazard twelfth in its table of global announced M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
80. 80 LSEG ranked Lazard 24th in its table of global investment banking fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
81. 81 Goldman Sachs, financial adviser to Avidity Biosciences, Inc. on its merger with Novartis AG, was to receive a fee of $108 million, per the merger proxy filed in January 2026. Avidity Biosciences, Inc. definitive merger proxy (DEFM14A) filed 30 January 2026, read 1 Nov 2026.
82. 82 Goldman Sachs, financial adviser to Kenvue Inc. on its merger with Kimberly-Clark Corporation, was to receive a fee of $63 million, per the merger proxy filed in December 2025. Kenvue Inc. definitive merger proxy (DEFM14A) filed 16 December 2025, read 1 Nov 2026.
83. 83 Goldman Sachs, financial adviser to Electronic Arts Inc. on its merger with Oak-Eagle AcquireCo, Inc., was to receive a fee of $110 million, per the merger proxy filed in November 2025. Electronic Arts Inc. definitive merger proxy (DEFM14A) filed 20 November 2025, read 1 Nov 2026.
84. 84 JPMorgan Chase, financial adviser to Dominion Energy, Inc. on its merger with NextEra Energy, Inc., was to receive a fee of $78 million, per the merger proxy filed in July 2026. Dominion Energy, Inc. definitive merger proxy (DEFM14A) filed 28 July 2026, read 2 Nov 2026.
85. 85 JPMorgan Chase, financial adviser to Stallion Intermediate Corporation on its merger with Select Medical Holdings Corporation, was to receive a fee of $10 million, per the merger proxy filed in May 2026. Select Medical Holdings Corporation definitive merger proxy (DEFM14A) filed 20 May 2026, read 1 Nov 2026.
86. 86 JPMorgan Chase, financial adviser to Altair Engineering Inc. on its merger with Siemens Industry, Inc., was to receive a fee of $63.8 million, per the merger proxy filed in December 2024. Altair Engineering Inc. definitive merger proxy (DEFM14A) filed 18 December 2024, read 1 Nov 2026.
87. 87 Morgan Stanley, financial adviser to Confluent, Inc. on its merger with International Business Machines Corporation, was to receive a fee of $84 million, per the merger proxy filed in January 2026. Confluent, Inc. definitive merger proxy (DEFM14A) filed 9 January 2026, read 1 Nov 2026.
88. 88 Morgan Stanley, financial adviser to Union Pacific Corporation on its merger with Norfolk Southern Corporation, was to receive a fee of $52.5 million, per the merger proxy filed in October 2025. Norfolk Southern Corporation definitive merger proxy (DEFM14A) filed 1 October 2025, read 1 Nov 2026.
89. 89 Morgan Stanley, financial adviser to Couchbase, Inc. on its merger with Cascade Parent Inc., was to receive a fee of $30 million, per the merger proxy filed in August 2025. Couchbase, Inc. definitive merger proxy (DEFM14A) filed 7 August 2025, read 1 Nov 2026.
90. 90 Bank of America, financial adviser to Dun & Bradstreet Holdings, Inc. on its merger with Denali Intermediate Holdings, Inc., was to receive a fee of $54 million, per the merger proxy filed in May 2025. Dun & Bradstreet Holdings, Inc. definitive merger proxy (DEFM14A) filed 14 May 2025, read 1 Nov 2026.
91. 91 Bank of America, financial adviser to Perficient, Inc. on its merger with Plano HoldCo, Inc., was to receive a fee of $25 million, per the merger proxy filed in June 2024. Perficient, Inc. definitive merger proxy (DEFM14A) filed 26 June 2024, read 1 Nov 2026.
92. 92 Bank of America, financial adviser to Newmont on its acquisition of Newcrest Mining Limited, was to receive a fee of $27.5 million, per the merger proxy filed in September 2023. Newmont definitive merger proxy (DEFM14A) filed 5 September 2023, read 2 Nov 2026.
93. 93 Citigroup, financial adviser to Utz Brands, Inc. on its merger, was to receive a fee of $37.5 million, per the merger proxy filed in October 2026. Utz Brands, Inc. definitive merger proxy (DEFM14A) filed 2 October 2026, read 1 Nov 2026.
94. 94 Citigroup, financial adviser to Huntsman Corporation on its merger with Olin Corporation, was to receive a fee of $21 million, per the merger proxy filed in July 2026. Huntsman Corporation definitive merger proxy (DEFM14A) filed 13 July 2026, read 2 Nov 2026.
95. 95 Citigroup, financial adviser to Jamf Holding Corp. on its merger with Jawbreaker Parent, Inc., was to receive a fee of $32 million, per the merger proxy filed in December 2025. Jamf Holding Corp. definitive merger proxy (DEFM14A) filed 10 December 2025, read 1 Nov 2026.
96. 96 Barclays, financial adviser to Equitrans Midstream Corp on its merger with EQT Corporation, was to receive a fee of $30 million, per the merger proxy filed in June 2024. Equitrans Midstream Corp definitive merger proxy (DEFM14A) filed 5 June 2024, read 1 Nov 2026.
97. 97 Barclays, financial adviser to United States Steel Corporation on its merger with Nippon Steel Corporation, was to receive a fee of $68 million, per the merger proxy filed in March 2024. United States Steel Corporation definitive merger proxy (DEFM14A) filed 12 March 2024, read 1 Nov 2026.
98. 98 Barclays, financial adviser to HMS Holdings Corp. on its merger with Gainwell Technologies LLC, was to receive a fee of $32.9 million, per the merger proxy filed in February 2021. HMS Holdings Corp. definitive merger proxy (DEFM14A) filed 22 February 2021, read 1 Nov 2026.
99. 99 UBS, financial adviser to Veeco Instruments Inc. on its merger with Axcelis Technologies, Inc., was to receive a fee of $28.5 million, per the merger proxy filed in December 2025. Veeco Instruments Inc. definitive merger proxy (DEFM14A) filed 31 December 2025, read 1 Nov 2026.
100. 100 UBS, financial adviser to Arcadium Lithium plc on its merger with Rio Tinto Western Holdings Limited, was to receive a fee of $34 million, per the merger proxy filed in November 2024. Arcadium Lithium plc definitive merger proxy (DEFM14A) filed 20 November 2024, read 2 Nov 2026.
101. 101 UBS, one of the financial advisors to Quanex (with Credit Suisse and UBS AG, London Branch) on its acquisition of Tyman plc, shared an aggregate fee of $8 million, per the merger proxy filed in June 2024. Quanex definitive merger proxy (DEFM14A) filed 6 June 2024, read 2 Nov 2026.
102. 102 Deutsche Bank, financial adviser to Luxfer Holdings PLC on its merger with Double Eagle Acquisition Buyer, Inc., was to receive a fee of $8 million, per the merger proxy filed in September 2026. Luxfer Holdings PLC definitive merger proxy (DEFM14A) filed 17 September 2026, read 2 Nov 2026.
103. 103 Deutsche Bank, financial adviser to Univar Solutions Inc. on its merger with Windsor Parent, L.P., was to receive a fee of $29 million, per the merger proxy filed in May 2023. Univar Solutions Inc. definitive merger proxy (DEFM14A) filed 2 May 2023, read 1 Nov 2026.
104. 104 Deutsche Bank, financial adviser to Signify Health, Inc. on its merger with CVS Pharmacy, Inc., was to receive a fee of $24 million, per the merger proxy filed in September 2022. Signify Health, Inc. definitive merger proxy (DEFM14A) filed 30 September 2022, read 1 Nov 2026.
105. 105 BNP Paribas, financial adviser to U.S. Concrete, Inc. on its merger with Vulcan Materials Company, was to receive a fee of $8.4 million, per the merger proxy filed in July 2021. U.S. Concrete, Inc. definitive merger proxy (DEFM14A) filed 13 July 2021, read 2 Nov 2026.
106. 106 Rothschild & Co, financial adviser to KORE Group Holdings, Inc. on its merger with KONA Parent, L.P., was to receive a fee of $5 million, per the merger proxy filed in June 2026. KORE Group Holdings, Inc. definitive merger proxy (DEFM14A) filed 12 June 2026, read 2 Nov 2026.
107. 107 Rothschild & Co, financial adviser to MasterBrand, Inc. on its merger with American Woodmark Corporation, was to receive a fee of $15 million, per the merger proxy filed in September 2025. American Woodmark Corporation definitive merger proxy (DEFM14A) filed 25 September 2025, read 2 Nov 2026.
108. 108 Rothschild & Co, financial adviser to Consolidated Communications Holdings, Inc. on its merger with Condor Holdings LLC, was to receive a fee of $14.3 million, per the merger proxy filed in December 2023. Consolidated Communications Holdings, Inc. definitive merger proxy (DEFM14A) filed 18 Dece, read 2 Nov 2026.
109. 109 Lazard, financial adviser to NextEra Energy, Inc. on its merger with Dominion Energy, Inc., was to receive a fee of $70 million, per the merger proxy filed in July 2026. Dominion Energy, Inc. definitive merger proxy (DEFM14A) filed 28 July 2026, read 2 Nov 2026.
110. 110 Lazard, financial adviser to Olin Corporation on its merger with Huntsman Corporation, was to receive a fee of $24 million, per the merger proxy filed in July 2026. Huntsman Corporation definitive merger proxy (DEFM14A) filed 13 July 2026, read 2 Nov 2026.
111. 111 Lazard, financial adviser to Mallinckrodt plc on its merger with Endo, Inc., was to receive a fee of $35 million, per the merger proxy filed in May 2025. Endo, Inc. definitive merger proxy (DEFM14A) filed 12 May 2025, read 2 Nov 2026.
112. 112 Deutsche Bank, financial adviser to CD&R and TPG on their merger with Covetrus, Inc., was to receive a fee of $2 million, per the merger proxy filed in September 2022. Covetrus, Inc. definitive merger proxy (DEFM14A) filed 13 September 2022, read 1 Nov 2026.
113. 113 Goldman Sachs, financial adviser to Karuna Therapeutics, Inc. on its merger with Bristol-Myers Squibb Company, was to receive a fee of $117 million, per the merger proxy filed in February 2024. Karuna Therapeutics, Inc. definitive merger proxy (DEFM14A) filed 5 February 2024, read 1 Nov 2026.
114. 114 Goldman Sachs, as a representative of the underwriters alongside JPMorgan Chase and Morgan Stanley, shared an underwriting discount of 3.75% of the offer price with the other underwriters on the INNIO N.V. IPO in June 2026. INNIO N.V. 424B4 prospectus dated 3 June 2026, read 1 Nov 2026.
115. 115 JPMorgan Chase, as a joint book-running manager alongside Morgan Stanley, Jefferies LLC and Evercore Group L.L.C., shared an underwriting discount of 4.75% of the offer price with the other underwriters on the Quantinuum Inc. IPO in June 2026. Quantinuum Inc. 424B4 prospectus dated 3 June 2026, read 1 Nov 2026.
116. 116 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and Jefferies LLC, shared an underwriting discount of 4.5% of the offer price with the other underwriters on the Forgent Power Solutions, Inc. IPO in February 2026. Forgent Power Solutions, Inc. 424B4 prospectus dated 4 February 2026, read 1 Nov 2026.
117. 117 Citigroup, as a representative of the underwriters alongside Goldman Sachs, Wells Fargo Securities LLC, UBS and Guggenheim Securities LLC, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the EquipmentShare.com Inc IPO in January 2026. EquipmentShare.com Inc 424B4 prospectus dated 26 January 2026, read 1 Nov 2026.
118. 118 Bank of America, as a representative of the underwriters alongside Goldman Sachs, Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 2.178% of the offer price with the other underwriters on the Medline Inc. IPO in December 2025. Medline Inc. 424B4 prospectus dated 16 December 2025, read 1 Nov 2026.
119. 119 Citigroup, as a representative of the underwriters alongside Goldman Sachs, shared an underwriting discount of 5.214% of the offer price with the other underwriters on the Navan, Inc. IPO in October 2025. Navan, Inc. 424B4 prospectus dated 29 October 2025, read 1 Nov 2026.
120. 120 UBS, as a representative of the underwriters alongside Evercore Group L.L.C, Cantor Fitzgerald & Co. and Mizuho Securities (USA) LLC, shared an underwriting discount of 5% of the offer price with the other underwriters on the Fermi LLC IPO in September 2025. Fermi LLC 424B4 prospectus dated 30 September 2025, read 1 Nov 2026.
121. 121 Goldman Sachs, as a representative of the underwriters alongside JPMorgan Chase and Morgan Stanley, shared an underwriting discount of 4.25% of the offer price with the other underwriters on the Klarna Group plc IPO in September 2025. Klarna Group plc 424B4 prospectus dated 9 September 2025, read 2 Nov 2026.
122. 122 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and Allen & Company LLC, shared an underwriting discount of 4.5% of the offer price with the other underwriters on the Figma, Inc. IPO in July 2025. Figma, Inc. 424B4 prospectus dated 30 July 2025, read 1 Nov 2026.
123. 123 Bank of America, as a representative of the underwriters alongside JPMorgan Chase and UBS, shared an underwriting discount of 4.25% of the offer price with the other underwriters on the NIQ Global Intelligence plc IPO in July 2025. NIQ Global Intelligence plc 424B4 prospectus dated 22 July 2025, read 1 Nov 2026.
124. 124 Citigroup, as a joint book-running manager alongside JPMorgan Chase and Goldman Sachs, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the Circle Internet Group, Inc. IPO in June 2025. Circle Internet Group, Inc. 424B4 prospectus dated 5 June 2025, read 1 Nov 2026.
125. 125 Citigroup, as a representative of the underwriters alongside Goldman Sachs, Jefferies LLC and UBS, shared an underwriting discount of 6% of the offer price with the other underwriters on the eToro Group Ltd. IPO in May 2025. eToro Group Ltd. 424B4 prospectus dated 13 May 2025, read 1 Nov 2026.
126. 126 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 2.8% of the offer price with the other underwriters on the CoreWeave, Inc. IPO in March 2025. CoreWeave, Inc. 424B4 prospectus dated 27 March 2025, read 1 Nov 2026.
127. 127 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 4.75% of the offer price with the other underwriters on the SailPoint, Inc. IPO in February 2025. SailPoint, Inc. 424B4 prospectus dated 14 February 2025, read 1 Nov 2026.
128. 128 Bank of America, as a representative of the underwriters alongside Goldman Sachs and JPMorgan Chase, shared an underwriting discount of 4% of the offer price with the other underwriters on the Venture Global, Inc. IPO in January 2025. Venture Global, Inc. 424B4 prospectus dated 23 January 2025, read 1 Nov 2026.
129. 129 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 5.25% of the offer price with the other underwriters on the StandardAero, Inc. IPO in October 2024. StandardAero, Inc. 424B4 prospectus dated 1 October 2024, read 1 Nov 2026.
130. 130 Bank of America, as a representative of the underwriters alongside Morgan Stanley, Goldman Sachs, JPMorgan Chase and Wells Fargo Securities LLC, shared an underwriting discount of 3.75% of the offer price with the other underwriters on the Lineage, Inc. IPO in July 2024. Lineage, Inc. 424B4 prospectus dated 24 July 2024, read 1 Nov 2026.
131. 131 Barclays, as a joint book-running manager alongside JPMorgan Chase and Goldman Sachs, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the Waystar Holding Corp. IPO in June 2024. Waystar Holding Corp. 424B4 prospectus dated 6 June 2024, read 1 Nov 2026.
132. 132 Bank of America, as a representative of the underwriters alongside JPMorgan Chase, shared an underwriting discount of 5% of the offer price with the other underwriters on the Viking Holdings Ltd IPO in April 2024. Viking Holdings Ltd 424B4 prospectus dated 30 April 2024, read 2 Nov 2026.
133. 133 Goldman Sachs, as a representative of the underwriters, shared an underwriting discount of 5.55% of the offer price with the other underwriters on the Rubrik, Inc. IPO in April 2024. Rubrik, Inc. 424B4 prospectus dated 24 April 2024, read 1 Nov 2026.
134. 134 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 5% of the offer price with the other underwriters on the Reddit, Inc. IPO in March 2024. Reddit, Inc. 424B4 prospectus dated 20 March 2024, read 1 Nov 2026.
135. 135 Bank of America, as a representative of the underwriters alongside Goldman Sachs, JPMorgan Chase and Morgan Stanley, shared an underwriting discount of 3.5% of the offer price with the other underwriters on the Amer Sports, Inc. IPO in January 2024. Amer Sports, Inc. 424B4 prospectus dated 31 January 2024, read 2 Nov 2026.
136. 136 Citigroup, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 3.5% of the offer price with the other underwriters on the Kaspi.kz IPO in January 2024. Kaspi.kz 424B4 prospectus dated 18 January 2024, read 1 Nov 2026.
137. 137 Goldman Sachs, as a joint book-running manager alongside JPMorgan Chase and Morgan Stanley, shared an underwriting discount of 4.25% of the offer price with the other underwriters on the Birkenstock Holding plc IPO in October 2023. Birkenstock Holding plc 424B4 prospectus dated 10 October 2023, read 1 Nov 2026.
138. 138 Goldman Sachs, as a representative of the underwriters alongside JPMorgan Chase, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the Maplebear Inc. IPO in September 2023. Maplebear Inc. 424B4 prospectus dated 18 September 2023, read 1 Nov 2026.
139. 139 Barclays, as a joint book-running manager alongside Goldman Sachs, JPMorgan Chase and Mizuho Securities USA LLC, shared an underwriting discount of 2% of the offer price with the other underwriters on the Arm Holdings plc IPO in September 2023. Arm Holdings plc 424B4 prospectus dated 13 September 2023, read 1 Nov 2026.
140. 140 Bank of America, as a representative of the underwriters alongside Goldman Sachs and JPMorgan Chase, shared an underwriting discount of 3% of the offer price with the other underwriters on the Kenvue Inc. IPO in May 2023. Kenvue Inc. 424B4 prospectus dated 3 May 2023, read 1 Nov 2026.
141. 141 Barclays, as a joint book-running manager alongside JPMorgan Chase, Bank of America and Citigroup, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the Nextracker Inc. IPO in February 2023. Nextracker Inc. 424B4 prospectus dated 10 February 2023, read 1 Nov 2026.
142. 142 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 4.1% of the offer price with the other underwriters on the Mobileye Global Inc. IPO in October 2022. Mobileye Global Inc. 424B4 prospectus dated 25 October 2022, read 2 Nov 2026.
143. 143 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley and Piper Sandler & Co., shared an underwriting discount of 4% of the offer price with the other underwriters on the Corebridge Financial, Inc. IPO in September 2022. Corebridge Financial, Inc. 424B4 prospectus dated 14 September 2022, read 1 Nov 2026.
144. 144 Goldman Sachs, as a joint book-running manager alongside JPMorgan Chase and Morgan Stanley, shared an underwriting discount of 5% of the offer price with the other underwriters on the TPG Inc. IPO in January 2022. TPG Inc. 424B4 prospectus dated 12 January 2022, read 1 Nov 2026.
145. 145 Morgan Stanley, as a representative of the underwriters, shared an underwriting discount of 4.5% of the offer price with the other underwriters on the Samsara Inc. IPO in December 2021. Samsara Inc. 424B4 prospectus dated 14 December 2021, read 1 Nov 2026.
146. 146 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 5.25% of the offer price with the other underwriters on the HashiCorp, Inc. IPO in December 2021. HashiCorp, Inc. 424B4 prospectus dated 9 December 2021, read 1 Nov 2026.
147. 147 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 1.423% of the offer price with the other underwriters on the Rivian Automotive, Inc. IPO in November 2021. Rivian Automotive, Inc. 424B4 prospectus dated 9 November 2021, read 1 Nov 2026.
148. 148 Barclays, named on the prospectus cover as Sponsor alongside Merrill Lynch International, shared a base underwriting commission of 2% of the offer price with the other underwriters on the Pod Point Group Holdings plc IPO in November 2021. Pod Point Group Holdings plc prospectus dated 4 November 2021, read 1 Nov 2026.
149. 149 Bank of America, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 3% of the offer price with the other underwriters on the GlobalFoundries Inc. IPO in October 2021. GlobalFoundries Inc. 424B4 prospectus dated 27 October 2021, read 1 Nov 2026.
150. 150 Goldman Sachs, as a representative of the underwriters alongside JPMorgan Chase, shared an underwriting discount of 5.5% of the offer price with the other underwriters on the Informatica Inc. IPO in October 2021. Informatica Inc. 424B4 prospectus dated 26 October 2021, read 1 Nov 2026.
151. 151 Barclays, named on the prospectus cover as Joint Bookrunner alongside BofA Securities, Citigroup and J.P. Morgan Cazenove, shared a base underwriting commission of 2% of the offer price with the other underwriters on the Oxford Nanopore Technologies plc IPO in September 2021. Oxford Nanopore Technologies plc prospectus dated 30 September 2021, read 1 Nov 2026.
152. 152 Goldman Sachs, as a representative of the underwriters alongside JPMorgan Chase and Morgan Stanley, shared an underwriting discount of 5.25% of the offer price with the other underwriters on the Olaplex Holdings, Inc. IPO in September 2021. Olaplex Holdings, Inc. 424B4 prospectus dated 29 September 2021, read 1 Nov 2026.
153. 153 Bank of America, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 5.25% of the offer price with the other underwriters on the Freshworks Inc. IPO in September 2021. Freshworks Inc. 424B4 prospectus dated 22 September 2021, read 1 Nov 2026.
154. 154 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 4.964% of the offer price with the other underwriters on the Toast, Inc. IPO in September 2021. Toast, Inc. 424B4 prospectus dated 21 September 2021, read 1 Nov 2026.
155. 155 Goldman Sachs, as a representative of the underwriters alongside JPMorgan Chase, shared an underwriting discount of 4.211% of the offer price with the other underwriters on the Robinhood Markets, Inc. IPO in July 2021. Robinhood Markets, Inc. 424B4 prospectus dated 28 July 2021, read 1 Nov 2026.
156. 156 Barclays, as a representative of the underwriters alongside Goldman Sachs, shared an underwriting discount of 5.25% of the offer price with the other underwriters on the PowerSchool Holdings, Inc. IPO in July 2021. PowerSchool Holdings, Inc. 424B4 prospectus dated 27 July 2021, read 1 Nov 2026.
157. 157 Barclays, as a joint book-running manager alongside JPMorgan Chase, Goldman Sachs and Wells Fargo Securities LLC, shared an underwriting discount of 5% of the offer price with the other underwriters on the Ryan Specialty Group Holdings, Inc. IPO in July 2021. Ryan Specialty Group Holdings, Inc. 424B4 prospectus dated 21 July 2021, read 1 Nov 2026.
158. 158 BNP Paribas, named on the prospectus cover as Joint Bookrunner alongside BofA Securities, shared a base underwriting commission of 1.5% of the offer price with the other underwriters on the Baltic Classifieds Group PLC IPO in June 2021. Baltic Classifieds Group PLC prospectus dated 30 June 2021, read 1 Nov 2026.
159. 159 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 2% of the offer price with the other underwriters on the DiDi Global Inc. IPO in June 2021. DiDi Global Inc. 424B4 prospectus dated 29 June 2021, read 1 Nov 2026.
160. 160 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 5.257% of the offer price with the other underwriters on the SentinelOne, Inc. IPO in June 2021. SentinelOne, Inc. 424B4 prospectus dated 29 June 2021, read 1 Nov 2026.
161. 161 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 5% of the offer price with the other underwriters on the Confluent, Inc. IPO in June 2021. Confluent, Inc. 424B4 prospectus dated 25 June 2021, read 1 Nov 2026.
162. 162 Barclays, as a joint book-running manager alongside JPMorgan Chase, Goldman Sachs and Morgan Stanley, shared an underwriting discount of 4% of the offer price with the other underwriters on the Bright Health Group Inc. IPO in June 2021. Bright Health Group Inc. 424B4 prospectus dated 23 June 2021, read 1 Nov 2026.
163. 163 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and China International Capital Corporation Hong Kong Securities Limited, shared an underwriting discount of 3.5% of the offer price with the other underwriters on the Full Truck Alliance Co. Ltd. IPO in June 2021. Full Truck Alliance Co. Ltd. 424B4 prospectus dated 21 June 2021, read 1 Nov 2026.
164. 164 JPMorgan Chase, named on the prospectus cover as Sole Sponsor, Joint Global Coordinator and Joint Bookrunner alongside Morgan Stanley, shared a base underwriting commission of 2% of the offer price with the other underwriters on the Made.com Group plc IPO in June 2021. Made.com Group plc prospectus dated 16 June 2021, read 1 Nov 2026.
165. 165 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and UBS, shared an underwriting discount of 4.3% of the offer price with the other underwriters on the Kanzhun Ltd IPO in June 2021. Kanzhun Ltd 424B4 prospectus dated 10 June 2021, read 1 Nov 2026.
166. 166 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley and Credit Suisse Securities (USA) LLC, shared an underwriting discount of 4.75% of the offer price with the other underwriters on the Oatly Group AB IPO in May 2021. Oatly Group AB 424B4 prospectus dated 19 May 2021, read 1 Nov 2026.
167. 167 Barclays, named on the prospectus cover as Joint Global Co-ordinator and Joint Bookrunner alongside J.P. Morgan Cazenove, shared a base underwriting commission of 2.5% of the offer price with the other underwriters on the Alphawave IP Group plc IPO in May 2021. Alphawave IP Group plc prospectus dated 13 May 2021, read 1 Nov 2026.
168. 168 Barclays, as a representative of the underwriters alongside JPMorgan Chase, BMO Capital Markets Corp. and Credit Suisse Securities (USA) LLC, shared an underwriting discount of 5.75% of the offer price with the other underwriters on the Aveanna Healthcare Holdings, Inc. IPO in April 2021. Aveanna Healthcare Holdings, Inc. 424B4 prospectus dated 28 April 2021, read 1 Nov 2026.
169. 169 Citigroup, as a representative of the underwriters alongside Morgan Stanley and JPMorgan Chase, shared an underwriting discount of 4.636% of the offer price with the other underwriters on the TuSimple Holdings Inc. IPO in April 2021. TuSimple Holdings Inc. 424B4 prospectus dated 16 April 2021, read 1 Nov 2026.
170. 170 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 2.62% of the offer price with the other underwriters on the AppLovin Corp. IPO in April 2021. AppLovin Corp. 424B4 prospectus dated 14 April 2021, read 1 Nov 2026.
171. 171 Citigroup, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 4.75% of the offer price with the other underwriters on the Diversey Holdings, Ltd. IPO in March 2021. Diversey Holdings, Ltd. 424B4 prospectus dated 24 March 2021, read 1 Nov 2026.
172. 172 JPMorgan Chase, named on the prospectus cover as Joint Sponsor, Joint Global Co-ordinator and Joint Bookrunner alongside Morgan Stanley, shared a base underwriting commission of 2.116% of the offer price with the other underwriters on the Trustpilot Group plc IPO in March 2021. Trustpilot Group plc prospectus dated 23 March 2021, read 1 Nov 2026.
173. 173 Bank of America, named on the prospectus cover as Joint Bookrunner alongside Goldman Sachs International, J.P. Morgan Cazenove and Citigroup, shared a base underwriting commission of 1.6625% of the offer price with the other underwriters on the Deliveroo Holdings plc IPO in March 2021. Deliveroo Holdings plc prospectus dated 22 March 2021, read 1 Nov 2026.
174. 174 Goldman Sachs, as a representative of the underwriters, shared an underwriting discount of 2.1% of the offer price with the other underwriters on the Coupang, Inc. IPO in March 2021. Coupang, Inc. 424B4 prospectus dated 10 March 2021, read 1 Nov 2026.
175. 175 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 5% of the offer price with the other underwriters on the Oscar Health, Inc. IPO in March 2021. Oscar Health, Inc. 424B4 prospectus dated 2 March 2021, read 1 Nov 2026.
176. 176 JPMorgan Chase, named on the prospectus cover as Joint Global Co-ordinator, Joint Bookrunner and Stabilising Manager, shared a base underwriting commission of 2.5% of the offer price with the other underwriters on the Auction Technology Group plc IPO in February 2021. Auction Technology Group plc prospectus dated 17 February 2021, read 1 Nov 2026.
177. 177 Barclays, as a representative of the underwriters alongside Goldman Sachs and JPMorgan Chase, shared an underwriting discount of 6% of the offer price with the other underwriters on the Signify Health, Inc. IPO in February 2021. Signify Health, Inc. 424B4 prospectus dated 10 February 2021, read 1 Nov 2026.
178. 178 Citigroup, named on the prospectus cover as Sponsor, Joint Global Coordinator and Joint Bookrunner alongside J.P. Morgan Cazenove and HSBC, shared a base underwriting commission of 2% of the offer price with the other underwriters on the Moonpig Group plc IPO in February 2021. Moonpig Group plc prospectus dated 2 February 2021, read 1 Nov 2026.
179. 179 Barclays, named on the prospectus cover as Joint Bookrunner alongside Morgan Stanley, Goldman Sachs International, BofA Securities and HSBC, shared a base underwriting commission of 1.5% of the offer price with the other underwriters on the Dr. Martens plc IPO in January 2021. Dr. Martens plc prospectus dated 29 January 2021, read 1 Nov 2026.
180. 180 JPMorgan Chase, as a representative of the underwriters alongside Morgan Stanley, shared an underwriting discount of 5% of the offer price with the other underwriters on the Qualtrics International Inc. IPO in January 2021. Qualtrics International Inc. 424B4 prospectus dated 29 January 2021, read 1 Nov 2026.
181. 181 Citigroup, as a representative of the underwriters alongside China Renaissance Securities (Hong Kong) Limited, shared an underwriting discount of 3.25% of the offer price with the other underwriters on the RLX Technology Inc. IPO in January 2021. RLX Technology Inc. 424B4 prospectus dated 21 January 2021, read 1 Nov 2026.
182. 182 Morgan Stanley, as a representative of the underwriters alongside Credit Suisse Securities (USA) LLC, shared an underwriting discount of 4% of the offer price with the other underwriters on the Playtika Holding Corp. IPO in January 2021. Playtika Holding Corp. 424B4 prospectus dated 15 January 2021, read 1 Nov 2026.
183. 183 Goldman Sachs, as a representative of the underwriters alongside Morgan Stanley and Allen & Company LLC, shared an underwriting discount of 5.35% of the offer price with the other underwriters on the Affirm Holdings, Inc. IPO in January 2021. Affirm Holdings, Inc. 424B4 prospectus dated 12 January 2021, read 1 Nov 2026.
184. 184 Citigroup, financial adviser to Altair Engineering Inc. on its merger with Siemens Industry, Inc., was to receive a fee of $63.8 million, per the merger proxy filed in December 2024. Altair Engineering Inc. definitive merger proxy (DEFM14A) filed 18 December 2024, read 1 Nov 2026.
185. 185 Citigroup, financial adviser to Equitrans Midstream Corp on its merger with EQT Corporation, was to receive a fee of $30 million, per the merger proxy filed in June 2024. Equitrans Midstream Corp definitive merger proxy (DEFM14A) filed 5 June 2024, read 1 Nov 2026.
186. 186 Goldman Sachs, financial adviser to Hess Corporation on its merger with Chevron Corporation, was to receive a fee of $80 million, per the merger proxy filed in April 2024. Hess Corporation definitive merger proxy (DEFM14A) filed 26 April 2024, read 1 Nov 2026.
187. 187 Lazard, financial adviser to WestRock Co on its merger with Smurfit Kappa Group plc, was to receive a fee of $55 million, per the merger proxy filed in April 2024. WestRock Co definitive merger proxy (DEFM14A) filed 26 April 2024, read 2 Nov 2026.
188. 188 Citigroup, financial adviser to Catalent, Inc. on its merger with Creek Parent, Inc., was to receive a fee of $63 million, per the merger proxy filed in April 2024. Catalent, Inc. definitive merger proxy (DEFM14A) filed 15 April 2024, read 1 Nov 2026.
189. 189 JPMorgan Chase, financial adviser to Catalent, Inc. on its merger with Creek Parent, Inc., was to receive a fee of $58 million, per the merger proxy filed in April 2024. Catalent, Inc. definitive merger proxy (DEFM14A) filed 15 April 2024, read 1 Nov 2026.
190. 190 Goldman Sachs, financial adviser to Juniper Networks, Inc. on its merger with Hewlett Packard Enterprise Company, was to receive a fee of $93 million, per the merger proxy filed in February 2024. Juniper Networks, Inc. definitive merger proxy (DEFM14A) filed 26 February 2024, read 1 Nov 2026.
191. 191 Goldman Sachs, financial adviser to Six Flags Entertainment Corp on its merger with Cedar Fair, L.P., was to receive a fee of $60.3 million, per the merger proxy filed in January 2024. Six Flags Entertainment Corp definitive merger proxy (DEFM14A) filed 31 January 2024, read 1 Nov 2026.
192. 192 Goldman Sachs, financial adviser to ImmunoGen, Inc. on its merger with AbbVie Inc., was to receive a fee of $77 million, per the merger proxy filed in January 2024. ImmunoGen, Inc. definitive merger proxy (DEFM14A) filed 2 January 2024, read 1 Nov 2026.
193. 193 Lazard, financial adviser to ImmunoGen, Inc. on its merger with AbbVie Inc., was to receive a fee of $77 million, per the merger proxy filed in January 2024. ImmunoGen, Inc. definitive merger proxy (DEFM14A) filed 2 January 2024, read 1 Nov 2026.
194. 194 Lazard, financial adviser to RPT Realty on its merger with Kimco Realty Corporation, was to receive a fee of $18.2 million, per the merger proxy filed in November 2023. RPT Realty definitive merger proxy (DEFM14A) filed 9 November 2023, read 2 Nov 2026.
195. 195 Morgan Stanley, financial adviser to Splunk Inc. on its merger with Cisco Systems, Inc., was to receive a fee of $45 million, per the merger proxy filed in October 2023. Splunk Inc. definitive merger proxy (DEFM14A) filed 30 October 2023, read 1 Nov 2026.
196. 196 Morgan Stanley, financial adviser to Veritiv Corp on its merger with Verde Purchaser, LLC, was to receive a fee of $31 million, per the merger proxy filed in September 2023. Veritiv Corp definitive merger proxy (DEFM14A) filed 18 September 2023, read 2 Nov 2026.
197. 197 Lazard, financial adviser to Newmont on its acquisition of Newcrest Mining Limited, was to receive a fee of $27.5 million, per the merger proxy filed in September 2023. Newmont definitive merger proxy (DEFM14A) filed 5 September 2023, read 2 Nov 2026.
198. 198 Goldman Sachs, financial adviser to Reata Pharmaceuticals, Inc. on its merger with Biogen Inc., was to receive a fee of $77 million, per the merger proxy filed in August 2023. Reata Pharmaceuticals, Inc. definitive merger proxy (DEFM14A) filed 22 August 2023, read 1 Nov 2026.
199. 199 UBS, financial adviser to Conformis, Inc. on its merger with restor3d, Inc., was to receive a fee of $3 million, per the merger proxy filed in July 2023. Conformis, Inc. definitive merger proxy (DEFM14A) filed 24 July 2023, read 2 Nov 2026.
200. 200 Bank of America, financial adviser to IVERIC bio, Inc. on its merger with Astellas US Holding, Inc., was to receive a fee of $69 million, per the merger proxy filed in June 2023. IVERIC bio, Inc. definitive merger proxy (DEFM14A) filed 5 June 2023, read 1 Nov 2026.
201. 201 Goldman Sachs, financial adviser to Prometheus Biosciences, Inc. on its merger with Merck & Co., Inc., was to receive a fee of $70.5 million, per the merger proxy filed in May 2023. Prometheus Biosciences, Inc. definitive merger proxy (DEFM14A) filed 16 May 2023, read 1 Nov 2026.
202. 202 Lazard, financial adviser to Xylem Inc. on its merger with Evoqua Water Technologies Corp., was to receive a fee of $25 million, per the merger proxy filed in April 2023. Evoqua Water Technologies Corp. definitive merger proxy (DEFM14A) filed 11 April 2023, read 2 Nov 2026.
203. 203 Morgan Stanley, financial adviser to Horizon Therapeutics Public Limited Company on its merger with Amgen Inc., was to receive a fee of $80 million, per the merger proxy filed in January 2023. Horizon Therapeutics Public Limited Company definitive merger proxy (DEFM14A) filed 23 Jan, read 1 Nov 2026.
204. 204 Rothschild & Co, financial adviser to Meridian Bioscience, Inc. on its merger with SD Biosensor, Inc., was to receive a fee of $22.2 million, per the merger proxy filed in September 2022. Meridian Bioscience, Inc. definitive merger proxy (DEFM14A) filed 8 September 2022, read 2 Nov 2026.
205. 205 JPMorgan Chase, financial adviser to Global Blood Therapeutics, Inc. on its merger with Pfizer Inc., was to receive a fee of $53.2 million, per the merger proxy filed in August 2022. Global Blood Therapeutics, Inc. definitive merger proxy (DEFM14A) filed 29 August 2022, read 1 Nov 2026.
206. 206 JPMorgan Chase, financial adviser to Twitter, Inc. on its merger with X Holdings I, Inc., was to receive a fee of $53 million, per the merger proxy filed in July 2022. Twitter, Inc. definitive merger proxy (DEFM14A) filed 26 July 2022, read 1 Nov 2026.
207. 207 JPMorgan Chase, financial adviser to Nielsen Holdings plc on its merger with Neptune Intermediate Jersey Limited, was to receive a fee of $65 million, per the merger proxy filed in July 2022. Nielsen Holdings plc definitive merger proxy (DEFM14A) filed 8 July 2022, read 1 Nov 2026.
208. 208 Morgan Stanley, financial adviser to SailPoint Technologies Holdings, Inc. on its merger with Project Hotel California Holdings, LP, was to receive a fee of $62 million, per the merger proxy filed in May 2022. SailPoint Technologies Holdings, Inc. definitive merger proxy (DEFM14A) filed 31 May 2022, read 1 Nov 2026.
209. 209 Lazard, financial adviser to Tivity Health, Inc. on its merger with Titan-Atlas Parent, Inc., was to receive a fee of $24.5 million, per the merger proxy filed in May 2022. Tivity Health, Inc. definitive merger proxy (DEFM14A) filed 24 May 2022, read 2 Nov 2026.
210. 210 Citigroup, financial adviser to Frontier Group Holdings, Inc. on its merger with Spirit Airlines, Inc., was to receive a fee of $20 million, per the merger proxy filed in May 2022. Spirit Airlines, Inc. definitive merger proxy (DEFM14A) filed 11 May 2022, read 1 Nov 2026.
211. 211 Lazard, financial adviser to Tenneco Inc. on its merger with Pegasus Holdings III, LLC, was to receive a fee of $42 million, per the merger proxy filed in April 2022. Tenneco Inc. definitive merger proxy (DEFM14A) filed 26 April 2022, read 1 Nov 2026.
212. 212 Bank of America, financial adviser to MoneyGram International, Inc. on its merger with Mobius Parent Corp., was to receive a fee of $20.2 million, per the merger proxy filed in April 2022. MoneyGram International, Inc. definitive merger proxy (DEFM14A) filed 21 April 2022, read 1 Nov 2026.
213. 213 JPMorgan Chase, financial adviser to TEGNA Inc. on its merger with Teton Parent Corp., was to receive a fee of $68 million, per the merger proxy filed in April 2022. TEGNA Inc. definitive merger proxy (DEFM14A) filed 13 April 2022, read 1 Nov 2026.
214. 214 Goldman Sachs, financial adviser to Zynga Inc. on its merger with Take-Two Interactive Software, Inc., was to receive a fee of $64 million, per the merger proxy filed in April 2022. Zynga Inc. definitive merger proxy (DEFM14A) filed 7 April 2022, read 1 Nov 2026.
215. 215 Rothschild & Co, financial adviser to Verso Corporation on its merger with BillerudKorsnas Inc., was to receive a fee of $15.5 million, per the merger proxy filed in February 2022. Verso Corporation definitive merger proxy (DEFM14A) filed 8 February 2022, read 2 Nov 2026.
216. 216 Deutsche Bank, financial adviser to Bottomline Technologies, Inc. on its merger with Bottomline Intermediate Holdings III, LLC, was to receive a fee of $25 million, per the merger proxy filed in February 2022. Bottomline Technologies, Inc. definitive merger proxy (DEFM14A) filed 2 February 2022, read 1 Nov 2026.
217. 217 Morgan Stanley, financial adviser to SPX FLOW, Inc. on its merger with LSF11 Redwood Acquisitions, LLC, was to receive a fee of $34 million, per the merger proxy filed in February 2022. SPX FLOW, Inc. definitive merger proxy (DEFM14A) filed 1 February 2022, read 2 Nov 2026.
218. 218 Rothschild & Co, financial adviser to Veoneer, Inc. on its merger with Qualcomm Incorporated and SSW HoldCo LP, was to receive a fee of $28.2 million, per the merger proxy filed in November 2021. Veoneer, Inc. definitive merger proxy (DEFM14A) filed 15 November 2021, read 1 Nov 2026.
219. 219 Morgan Stanley, financial adviser to Medallia, Inc. on its merger with Project Metal Parent, LLC, was to receive a fee of $45 million, per the merger proxy filed in September 2021. Medallia, Inc. definitive merger proxy (DEFM14A) filed 14 September 2021, read 1 Nov 2026.
220. 220 Rothschild & Co, financial adviser to Veoneer, Inc. on its merger with Magna International Inc., was to receive a fee of $23.3 million, per the merger proxy filed in September 2021. Veoneer, Inc. definitive merger proxy (DEFM14A) filed 9 September 2021, read 1 Nov 2026.
221. 221 Bank of America, financial adviser to Covanta Holding Corporation on its merger with Covert Intermediate, Inc., was to receive a fee of $37.5 million, per the merger proxy filed in September 2021. Covanta Holding Corporation definitive merger proxy (DEFM14A) filed 2 September 2021, read 2 Nov 2026.
222. 222 Citigroup, financial adviser to Tremont Mortgage Trust on its merger with RMR Mortgage Trust, was to receive a fee of $4 million, per the merger proxy filed in July 2021. Tremont Mortgage Trust definitive merger proxy (DEFM14A) filed 26 July 2021, read 2 Nov 2026.
223. 223 UBS, financial adviser to RMR Mortgage Trust on its merger with Tremont Mortgage Trust, was to receive a fee of $4 million, per the merger proxy filed in July 2021. Tremont Mortgage Trust definitive merger proxy (DEFM14A) filed 26 July 2021, read 2 Nov 2026.
224. 224 Lazard, financial adviser to Ferro Corporation on its merger with PMHC II Inc., was to receive a fee of $23 million, per the merger proxy filed in July 2021. Ferro Corporation definitive merger proxy (DEFM14A) filed 23 July 2021, read 2 Nov 2026.
225. 225 Morgan Stanley, financial adviser to Cloudera, Inc. on its merger with Sky Parent Inc., was to receive a fee of $58 million, per the merger proxy filed in July 2021. Cloudera, Inc. definitive merger proxy (DEFM14A) filed 19 July 2021, read 1 Nov 2026.
226. 226 Bank of America, financial adviser to Kansas City Southern on its merger with Canadian National Railway Company, was to receive a fee of $70 million, per the merger proxy filed in July 2021. Kansas City Southern definitive merger proxy (DEFM14A) filed 7 July 2021, read 1 Nov 2026.
227. 227 Morgan Stanley, financial adviser to Welbilt, Inc. on its merger with The Middleby Corporation, was to receive a fee of $43 million, per the merger proxy filed in June 2021. Welbilt, Inc. definitive merger proxy (DEFM14A) filed 21 June 2021, read 1 Nov 2026.
228. 228 Morgan Stanley, financial adviser to Proofpoint, Inc. on its merger with Proofpoint Parent, LLC, was to receive a fee of $78 million, per the merger proxy filed in June 2021. Proofpoint, Inc. definitive merger proxy (DEFM14A) filed 14 June 2021, read 1 Nov 2026.
229. 229 Bank of America, financial adviser to Knoll, Inc. on its merger with Herman Miller, Inc., was to receive a fee of $23 million, per the merger proxy filed in June 2021. Knoll, Inc. definitive merger proxy (DEFM14A) filed 11 June 2021, read 2 Nov 2026.
230. 230 JPMorgan Chase, financial adviser to II-VI Incorporated on its merger with Coherent, Inc., was to receive a fee of $12 million, per the merger proxy filed in May 2021. Coherent, Inc. definitive merger proxy (DEFM14A) filed 6 May 2021, read 1 Nov 2026.
231. 231 Bank of America, financial adviser to PRA Health Sciences, Inc. on its merger with ICON plc, was to receive a fee of $30 million, per the merger proxy filed in April 2021. PRA Health Sciences, Inc. definitive merger proxy (DEFM14A) filed 28 April 2021, read 1 Nov 2026.
232. 232 UBS, financial adviser to PRA Health Sciences, Inc. on its merger with ICON plc, was to receive a fee of $30 million, per the merger proxy filed in April 2021. PRA Health Sciences, Inc. definitive merger proxy (DEFM14A) filed 28 April 2021, read 1 Nov 2026.
233. 233 Lazard, financial adviser to M&T Bank Corporation on its merger with People's United Financial, Inc., was to receive a fee of $20 million, per the merger proxy filed in April 2021. People's United Financial, Inc. definitive merger proxy (DEFM14A) filed 23 April 2021, read 2 Nov 2026.
234. 234 Bank of America, financial adviser to Alexion Pharmaceuticals, Inc. on its merger with AstraZeneca PLC, was to receive a fee of $75 million, per the merger proxy filed in April 2021. Alexion Pharmaceuticals, Inc. definitive merger proxy (DEFM14A) filed 13 April 2021, read 1 Nov 2026.
235. 235 JPMorgan Chase, financial adviser to Marvell Technology Group Ltd. on its merger with Inphi Corporation, was to receive a fee of $32.5 million, per the merger proxy filed in March 2021. Inphi Corporation definitive merger proxy (DEFM14A) filed 11 March 2021, read 1 Nov 2026.
236. 236 Bank of America, financial adviser to Xilinx, Inc. on its merger with AMD, was to receive a fee of $20 million, per the merger proxy filed in March 2021. Xilinx, Inc. definitive merger proxy (DEFM14A) filed 5 March 2021, read 1 Nov 2026.
237. 237 Goldman Sachs, financial adviser to Change Healthcare Inc. on its merger with UnitedHealth Group Incorporated, was to receive a fee of $73 million, per the merger proxy filed in March 2021. Change Healthcare Inc. definitive merger proxy (DEFM14A) filed 5 March 2021, read 1 Nov 2026.
238. 238 Citigroup, financial adviser to Urovant Sciences Ltd. on its merger with Sumitovant Biopharma Ltd., was to receive a fee of $4 million, per the merger proxy filed in February 2021. Urovant Sciences Ltd. definitive merger proxy (DEFM14A) filed 19 February 2021, read 2 Nov 2026.
239. 239 Bank of America, financial adviser to RealPage, Inc. on its merger with Mirasol Parent, LLC, was to receive a fee of $42.75 million, per the merger proxy filed in February 2021. RealPage, Inc. definitive merger proxy (DEFM14A) filed 5 February 2021, read 1 Nov 2026.
240. 240 Citigroup, financial adviser to Aerojet Rocketdyne Holdings, Inc. on its merger with Lockheed Martin Corporation, was to receive a fee of $15 million, per the merger proxy filed in February 2021. Aerojet Rocketdyne Holdings, Inc. definitive merger proxy (DEFM14A) filed 5 February 2021, read 1 Nov 2026.
241. 241 LSEG ranked Morgan Stanley second in its table of global completed M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
242. 242 LSEG ranked Citigroup fourth in its table of global completed M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
243. 243 LSEG ranked Rothschild & Co fifth in its table of announced M&A with any European involvement for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
244. 244 LSEG ranked Lazard sixth in its table of announced M&A with any European involvement for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
245. 245 LSEG ranked UBS ninth in its table of global completed M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
246. 246 LSEG ranked BNP Paribas twelfth in its table of announced M&A with any European involvement for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
247. 247 LSEG ranked Deutsche Bank 13th in its table of global completed M&A for full-year 2025. LSEG Deals Intelligence, Global Mergers & Acquisitions Review, Full Year 2025 (Financial A, read 1 Nov 2026.
248. 248 LSEG ranked Goldman Sachs first in its table of global M&A advisory fees (completed M&A) in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
249. 249 LSEG ranked Morgan Stanley second in its table of global equity capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
250. 250 LSEG ranked Bank of America second in its table of global debt capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
251. 251 LSEG ranked Citigroup third in its table of global debt capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
252. 252 LSEG ranked UBS seventh in its table of global equity capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
253. 253 LSEG ranked BNP Paribas seventh in its table of global debt capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
254. 254 LSEG ranked Deutsche Bank eighth in its table of global debt capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
255. 255 LSEG ranked Lazard ninth in its table of global M&A advisory fees (completed M&A) in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
256. 256 LSEG ranked HSBC tenth in its table of global debt capital markets underwriting fees in the Global Investment Banking Review for full-year 2025. LSEG Deals Intelligence, Global Investment Banking Review, Full Year 2025, read 1 Nov 2026.
257. 257 Goldman Sachs states that equity share and ETF commissions for non-U.S. securities fall within a range ending at 0.50% (stated as 50.00 basis points) (page read 1 November 2026). Relationship with Goldman Sachs Private Wealth Management July 2025, read 1 Nov 2026.
258. 258 Goldman Sachs states that equity share and ETF commissions for non-U.S. securities fall within a range starting at 0.10% (stated as 10.00 basis points) (page read 1 November 2026). Relationship with Goldman Sachs Private Wealth Management July 2025, read 1 Nov 2026.
259. 259 Goldman Sachs states that FX spot and forward charges fall within a range ending at 0.30% (stated as 30.00 basis points) (page read 1 November 2026). Relationship with Goldman Sachs Private Wealth Management July 2025, read 1 Nov 2026.
260. 260 Goldman Sachs states that FX spot and forward charges fall within a range starting at 0.05% (stated as 5.00 basis points) (page read 1 November 2026). Relationship with Goldman Sachs Private Wealth Management July 2025, read 1 Nov 2026.
261. 261 JPMorgan Chase states a contract fee of US$0.50 per contract for U.S. equity listed clearing member trade agreement (executed away) trades in its Private Bank full service brokerage accounts (page read 1 November 2026). Guide to Investment Services and Brokerage Products, read 1 Nov 2026.
262. 262 JPMorgan Chase states a transaction fee of US$8.00 per transaction for U.S. equity listed clearing member trade agreement (executed away) trades in its Private Bank full service brokerage accounts (page read 1 November 2026). Guide to Investment Services and Brokerage Products, read 1 Nov 2026.
263. 263 JPMorgan Chase states a fee of 0.40% on non-U.S. secondary market cash equities for notional from 500,001 to 1,000,000 in local currency in its Private Bank full service brokerage accounts (page read 1 November 2026). Guide to Investment Services and Brokerage Products, read 1 Nov 2026.
264. 264 JPMorgan Chase states a fee of 0.30% on non-U.S. secondary market cash equities for notional of 1,000,001 or higher in local currency in its Private Bank full service brokerage accounts (page read 1 November 2026). Guide to Investment Services and Brokerage Products, read 1 Nov 2026.
265. 265 Morgan Stanley states that the annual account fee for an Individual Active Assets Account is $150 where all eDelivery applies (page read 2 November 2026). Morgan Stanley Wealth Management Schedule of Miscellaneous Account and Service Fees Accoun, read 2 Nov 2026.
266. 266 Morgan Stanley states that the standard annual account fee for an Individual Active Assets Account is $200 (page read 2 November 2026). Morgan Stanley Wealth Management Schedule of Miscellaneous Account and Service Fees Accoun, read 2 Nov 2026.
267. 267 Morgan Stanley states that to qualify for Reserved fee waivers a client's household must have and maintain a minimum of $2,000,000 in eligible assets and liabilities (page read 2 November 2026). Morgan Stanley Wealth Management Schedule of Miscellaneous Account and Service Fees Accoun, read 2 Nov 2026.
268. 268 Morgan Stanley states that a client's household can instead qualify for Reserved fee waivers by having paid at least $20,000 in managed fees/commissions (page read 2 November 2026). Morgan Stanley Wealth Management Schedule of Miscellaneous Account and Service Fees Accoun, read 2 Nov 2026.
269. 269 Bank of America states that its Global Corporate & Investment Banking group serves corporations with more than $2 billion in revenue, financial institutions and government agencies (page read 1 November 2026). Global Corporate and Investment Banking (GCIB) - Bank of America, read 1 Nov 2026.
270. 270 Bank of America states that its Global Corporate & Investment Banking group serves corporations with more than $2 billion in revenue, financial institutions and government agencies (page read 1 November 2026). Global Corporate and Investment Banking (GCIB) - Bank of America, read 1 Nov 2026.
271. 271 Bank of America states that the maximum Merrill Lynch Fee Rate for the Merrill Lynch Investment Advisory Program is 1.75% (page read 2 November 2026). Merrill Lynch Investment Advisory Program Wrap Fee Program Brochure, read 2 Nov 2026.
272. 272 Bank of America states on the Merrill wealth management page that Bank of America Private Bank has an investment minimum of $3,000,000 (page read 1 November 2026). Wealth Management Services & Wealth Planning from Bank of America | Merrill Lynch, read 1 Nov 2026.
273. 273 Citigroup states that the Citigroup Global Markets Inc. advisory program fee for clients of Citi Private Bank is an annualized, fixed, asset-based fee of up to 2% that is negotiable (page read 1 November 2026). Investment Advisory Programs for Clients of Citi Private Bank, Citi Global Wealth at Work,, read 1 Nov 2026.
274. 274 Citigroup states in the Become a client questionnaire on its Citi Private Bank site that its family office services are only available to single family offices with over $100 million in AUM (page read 1 November 2026). Private banking FAQs | Citi Private Bank, read 1 Nov 2026.
275. 275 Citigroup states on its Citi Private Bank FAQ that the minimum total net worth requirement for Citi Private Bank in Europe, the Middle East, Africa and Latin America is $25 million USD (page read 1 November 2026). Private banking FAQs | Citi Private Bank, read 1 Nov 2026.
276. 276 Citigroup states on its Citi Private Bank FAQ that the minimum total net worth requirement for Citi Private Bank in North America and Asia Pacific is $10 million USD (page read 1 November 2026). Private banking FAQs | Citi Private Bank, read 1 Nov 2026.
277. 277 The PRA, in a Final Notice dated 17 May 2024, imposed a financial penalty of £33,880,000 on Citigroup Global Markets Limited (Citigroup), citing a trading incident on 2 May 2022 in which 'an erroneously inputted basket of equities with a notional size of US$444bn, was processed by the Firm’s trading systems'; this is a single penalty on the firm as a whole, not on the Delta One desk alone. PRA Final Notice, Citigroup Global Markets Limited, 17 May 2024, read 1 Nov 2026.
278. 278 Barclays states that there are currently no charges levied within Private Bank for maintaining the account (page read 1 November 2026). Banking Tariff Guide, read 1 Nov 2026.
279. 279 Barclays states that its International Banking accounts are available to clients with £100,000 (or currency equivalent) maintained across their accounts (page read 1 November 2026). Contact us | Barclays Private Bank, read 1 Nov 2026.
280. 280 Barclays states in the description of its Barclays Private Bank what-we-offer page that its services are for clients with more than £5 million (page read 1 November 2026). Private Banking Services | Barclays Private Bank, read 1 Nov 2026.
281. 281 Barclays states in the description of its Barclays Private Bank who-we-work-with page that Barclays Private Bank supports wealthy individuals with £5 million or more to invest (page read 1 November 2026). Who we work with | Barclays Private Bank, read 1 Nov 2026.
282. 282 The FCA, in a Final Notice dated 25 November 2024, imposed a financial penalty of £30,000,000 on Barclays plc (Barclays), stating that 'Barclays plc failed to take reasonable care to ensure that the information contained in the announcements and prospectuses associated with the capital raisings that it published was not misleading, false or deceptive and did not omit anything likely to affect its import, in breach of LR 1.3.3R'; this is a single penalty on Barclays plc, which the notice describes as the entity of which Barclays Bank plc is a subsidiary, and which the notice does not split by desk. FCA Final Notice, Barclays plc, 25 November 2024, read 1 Nov 2026.
283. 283 The FCA, in a Final Notice dated 14 July 2025, imposed a financial penalty of £3,093,600 on Barclays Bank UK PLC (Barclays), stating that 'Barclays UK has breached Principle 3 of the Authority’s Principles for Businesses and SYSC 6.1.1R by failing to organise and control its affairs responsibly and effectively in connection with the opening of the Client Account'; this is a single penalty on the one entity named, which the notice does not split by desk. FCA Final Notice, Barclays Bank UK PLC, 14 July 2025, read 1 Nov 2026.
284. 284 The FCA, in a Final Notice dated 14 July 2025, imposed a financial penalty of £39,314,700 on Barclays Bank Plc (Barclays), stating that 'Barclays failed adequately to identify, assess, monitor and manage the money laundering risks associated with the provision of banking services to Stunt & Co Ltd' ('Stunt & Co'), 'one of its corporate banking customers'; this is a single penalty on the one firm named, which the notice does not split by desk. FCA Final Notice, Barclays Bank Plc, 14 July 2025, read 1 Nov 2026.
285. 285 HSBC states that there is no charge for maintaining the Private Banking current account (page read 1 November 2026). Private Banking: Banking Services Terms and Conditions and Banking Schedule of Charges, read 1 Nov 2026.
286. 286 HSBC states that a bespoke discretionary portfolio requires a minimum investment of GBP20m or currency equivalent (page read 1 November 2026). Schedule of Charges for HSBC Private Banking CI, read 1 Nov 2026.
287. 287 HSBC states that its Discretionary Investment Management Service Fee for a multi asset class portfolio is 0.50% a year on average qualifying assets from £10,000,000 up to £20,000,000 (page read 1 November 2026). Schedule of Charges for HSBC Private Banking CI, read 1 Nov 2026.
288. 288 HSBC states that its Discretionary Investment Management Service Fee for a multi asset class portfolio is 0.45% a year on average qualifying assets from £20,000,000 up to £50,000,000 (page read 1 November 2026). Schedule of Charges for HSBC Private Banking CI, read 1 Nov 2026.
289. 289 The PRA, in a Final Notice dated 29 January 2024, imposed a financial penalty of £57,417,500 on HSBC Bank plc and HSBC UK Bank plc together (HSBC), stating that 'there were serious failings at the Firms in relation to the implementation of the DP Rules' (the Depositor Protection part of the PRA Rulebook); this is a single combined penalty on the two entities, not split between them or by desk. PRA Final Notice, HSBC Bank plc and HSBC UK Bank plc, 29 January 2024, read 1 Nov 2026.
290. 290 UBS states, in the FAQ on its US Private Wealth Management page, that ultra high net worth individuals are typically defined as having $10 million or more in investable assets (page read 2 November 2026). UBS Private Wealth Management | UBS United States, read 2 Nov 2026.
291. 291 UBS states that its Family Office Solutions team works exclusively with families and family offices with a minimum net worth of $50 million (page read 2 November 2026). UBS Private Wealth Management | UBS United States, read 2 Nov 2026.
292. 292 UBS states that more than 120 advisors provide wealth management services to over 15,000 clients across the UK (page read 2 November 2026). Wealth Management | UBS United Kingdom, read 2 Nov 2026.
293. 293 Deutsche Bank states in the description of its Get in touch page that its global wealth management services are tailored to individuals with over €2 million in investable assets (page read 1 November 2026). Get in touch | Wealth Management | Deutsche Bank, read 1 Nov 2026.
294. 294 BNP Paribas states that clients with a minimum of €5 million in liquid assets to invest are eligible for its Wealth Management Services (page read 1 November 2026). Wealth Management Services, read 1 Nov 2026.
295. 295 BNP Paribas states that tailor-made solutions for its Private Banking clients are available from €5 million (page read 1 November 2026). Private Banking clients, read 1 Nov 2026.
296. 296 Coutts states that a fully bespoke portfolio service is offered to clients investing £10 million or more who have more complex requirements (page read 1 November 2026). Investment Portfolios | Investing | Coutts, read 1 Nov 2026.
297. 297 Coutts states that its business exit programme is for entrepreneurs planning to sell within 18 months and likely to achieve an enterprise value of at least £10 million (page read 1 November 2026). Join us | Coutts, read 1 Nov 2026.
298. 298 Coutts states on its Join Coutts form that applicants who do not meet its criteria can apply to NatWest International if a minimum deposit of £100,000 is paid in at account opening (page read 1 November 2026). Join us | Coutts, read 1 Nov 2026.
299. 299 Coutts states on its Join Coutts form that applicants who do not meet its criteria can apply to NatWest International if a £75,000 mandated salary is paid in every year (page read 1 November 2026). Join us | Coutts, read 1 Nov 2026.
300. 300 Lloyds Banking Group states that the Club Lloyds Private Banking Current Account has a £5 monthly account fee that is waived while the customer remains a Private Banking client (page read 1 November 2026). Club Lloyds Private Banking account Price List, read 1 Nov 2026.
301. 301 Lloyds Banking Group states that the gross value of an estate must be over £80,000 to use its Estate Administration Service (page read 1 November 2026). Private Banking Services | Private Banking | Lloyds, read 1 Nov 2026.
302. 302 Lloyds Banking Group states that its Specialist Lending service is for anyone with a sole income of at least £100,000 (page read 1 November 2026). Private Banking Services | Private Banking | Lloyds, read 1 Nov 2026.
303. 303 Lloyds Banking Group states that its Specialist Lending service is for anyone with £250,000 or more in savings and/or investments, not including personal pensions or property (page read 1 November 2026). Private Banking Services | Private Banking | Lloyds, read 1 Nov 2026.
304. 304 Rothschild & Co states that it advised on 4,384 M&A transactions in the last ten years (page read 2 November 2026). Global Advisory | Rothschild & Co, read 2 Nov 2026.
305. 305 C. Hoare & Co states that the monthly charge for maintaining a personal account is £65 for each customer (page read 1 November 2026). Tariffs & Cut-Off Times, read 1 Nov 2026.
306. 306 C. Hoare & Co states that there is no charge for maintaining a personal account for a customer under 30 years of age (page read 1 November 2026). Tariffs & Cut-Off Times, read 1 Nov 2026.
307. 307 C. Hoare & Co states that the monthly charge for maintaining a trust, executor or charity account is £50 for each trust, executorship and registered charity (page read 1 November 2026). Tariffs & Cut-Off Times, read 1 Nov 2026.
308. 308 Arbuthnot Latham states that its monthly account fee is £100 (page read 1 November 2026). Al169 | 28 April 2026 | v1 1 Fee Information Document 28 April 2026, read 1 Nov 2026.
309. 309 Arbuthnot Latham states that there is no monthly account fee while a client has £500,000 or greater invested, saved or borrowed with Arbuthnot Latham (page read 1 November 2026). Al169 | 28 April 2026 | v1 1 Fee Information Document 28 April 2026, read 1 Nov 2026.
310. 310 Arbuthnot Latham states that clients investing £250,000 or more can be introduced to a wealth planner who can provide financial planning advice, for which there may be a separate charge (page read 1 November 2026). Private Investment Management | Private Asset & Portfolio | Arbuthnot Latham, read 1 Nov 2026.
311. 311 Weatherbys states that the monthly management fee on its personal current account for clients joining after 19 January 2026 is £100.00 where payable (page read 1 November 2026). Thank you for choosing Weatherbys Bank. Please read the following information. Current Acc, read 1 Nov 2026.
312. 312 Weatherbys states that the monthly management fee on its personal current account for clients who joined before 19 January 2026 is £85.00 where payable (page read 1 November 2026). Thank you for choosing Weatherbys Bank. Please read the following information. Current Acc, read 1 Nov 2026.
313. 313 Weatherbys states that the total annual management fee on its personal current account for clients joining after 19 January 2026 is £1,200.00 where payable (page read 1 November 2026). Thank you for choosing Weatherbys Bank. Please read the following information. Current Acc, read 1 Nov 2026.
314. 314 Weatherbys states that the total annual management fee on its personal current account for clients who joined before 19 January 2026 is £1,020.00 where payable (page read 1 November 2026). Thank you for choosing Weatherbys Bank. Please read the following information. Current Acc, read 1 Nov 2026.
315. 315 Hampden & Co states that there is no fee for maintaining its personal current account in pounds (page read 1 November 2026). A0894 Hampden Bank Fee Info Doc Personal CA CI025-0425.indd, read 1 Nov 2026.
316. 316 Schroders Personal Wealth (now Lloyds Wealth) states that to use the service a client can instead have a sole annual income of at least £100,000 (page read 1 November 2026). Wealth Management | Lloyds Bank, read 1 Nov 2026.
317. 317 Schroders Personal Wealth (now Lloyds Wealth) states that the maximum one-off advice fee is £20,000 each time a client goes ahead with advice (page read 1 November 2026). Pricing | Wealth management | Lloyds Bank, read 1 Nov 2026.
318. 318 Schroders Personal Wealth (now Lloyds Wealth) states a one-off advice fee of 0% for amounts over £1.14 million (page read 1 November 2026). Pricing | Wealth management | Lloyds Bank, read 1 Nov 2026.
319. 319 Schroders Personal Wealth (now Lloyds Wealth) states a one-off advice fee of 1.75% for amounts up to £1.14 million (page read 1 November 2026). Pricing | Wealth management | Lloyds Bank, read 1 Nov 2026.
320. 320 Santander Private states that its Private Current Account (v2) has a £5 monthly fee to maintain the account (page read 1 November 2026). Santander Private Banking | Private Current Account, read 1 Nov 2026.
321. 321 Santander Private states that its Private Current Account (v2) requires clients to pay in at least £1,500 a month and set up two or more active direct debits (page read 1 November 2026). Santander Private Banking | Private Current Account, read 1 Nov 2026.
322. 322 Santander Private states that its Private Current Account (v2) is available to clients with a gross annual income in excess of £250,000 (page read 1 November 2026). Santander Private Banking | Legal and Compliance, read 1 Nov 2026.
323. 323 NatWest Premier states that the Premier Reward account has a monthly fee of £2 (page read 1 November 2026). Premier banking | NatWest, read 1 Nov 2026.
324. 324 NatWest Premier states that the Premier Reward Black account has a monthly fee of £39 (page read 1 November 2026). Premier banking | NatWest, read 1 Nov 2026.
325. 325 NatWest Premier states that the Premier Select account has a monthly fee of £0 (page read 1 November 2026). Premier banking | NatWest, read 1 Nov 2026.
326. 326 NatWest Premier states that the Premier Reward account requires customers to pay in at least £1,250 a month to an eligible NatWest account (page read 1 November 2026). Premier banking | NatWest, read 1 Nov 2026.
327. 327 Investec's Fee Information Document for the Private Bank Account, dated December 2025, states a monthly fee of £10.00 for maintaining the account (document read 2 November 2026). Fee Information Document, Private Bank Account, December 2025, read 2 Nov 2026.
328. 328 Investec's Fee Information Document for the Private Bank Account, dated December 2025, states a total annual fee of £120.00, waived for clients who hold an active Private Bank Account with Investec South Africa (document read 2 November 2026). Fee Information Document, Private Bank Account, December 2025, read 2 Nov 2026.
329. 329 Investec's Fee Information Document for the Private Bank Account, dated December 2025, states arranged and unarranged overdraft debit interest of 8.00% per annum above the Bank of England Bank Rate (document read 2 November 2026). Fee Information Document, Private Bank Account, December 2025, read 2 Nov 2026.
330. 330 Brown Shipley's Fee Information Document for the Current Account, dated May 2026, states a fee of £0.00 for maintaining the account (document read 2 November 2026). Fee Information Document, Current Account, May 2026, read 2 Nov 2026.
331. 331 Brown Shipley's Fee Information Document for the Current Account, dated May 2026, states a fee of £25.00 for a CHAPS payment and for a foreign currency payment (document read 2 November 2026). Fee Information Document, Current Account, May 2026, read 2 Nov 2026.
332. 332 Brown Shipley's Fee Information Document for the Current Account, dated May 2026, states unarranged overdraft interest at Bank of England Base Rate plus 12% (document read 2 November 2026). Fee Information Document, Current Account, May 2026, read 2 Nov 2026.
333. 333 Rathbones states a partnership rate of 0.90% on the first £750,000 for individual portfolios placed by adviser firms (page read 1 November 2026). Individual portfolio pricing | Rathbones, read 1 Nov 2026.
334. 334 Rathbones states a partnership rate of 0.70% on the next £750,000 for individual portfolios placed by adviser firms (page read 1 November 2026). Individual portfolio pricing | Rathbones, read 1 Nov 2026.
335. 335 Rathbones states a partnership rate of 0.50% on the balance over £1,500,000 for individual portfolios placed by adviser firms (page read 1 November 2026). Individual portfolio pricing | Rathbones, read 1 Nov 2026.
336. 336 Rathbones states a relationship rate of 1.00% on the first £750,000 for individual portfolios placed by adviser firms (page read 1 November 2026). Individual portfolio pricing | Rathbones, read 1 Nov 2026.

The Panel

1. P1 Harrowgate Lennox: terms as discussed with the Secret Banker. See The Panel Minutes.
2. P2 Thornleigh Aubert: terms as discussed with the Secret Banker. See The Panel Minutes.
3. P3 Lockridge Hartwell: terms as discussed with the Secret Banker. See The Panel Minutes.
4. P4 Dunmore & Rook: terms as discussed with the Secret Banker. See The Panel Minutes.
5. P5 Marchbank Private: terms as discussed with the Secret Banker. See The Panel Minutes.
6. P6 Linnet: terms as discussed with the Secret Banker. See The Panel Minutes.